|
List of Tables and Figures |
xvii |
|
Preface to Post-Election Update |
xxi |
|
Acknowledgments |
xxix |
|
Credits |
xxxii |
|
1. Elections and Political Parties |
1 |
|
I. An Examination of Elections in the United States |
4 |
|
II. The Role of Elections in Democratic Theory |
10 |
|
A. Modes of Elections |
10 |
|
1. Direct Elections |
10 |
|
2. Indirect Elections |
11 |
|
B. Implications for Representation |
11 |
|
1. Representatives' Perspectives |
11 |
|
2. The Public's Perspective and the Role of Parties in Representation |
11 |
|
III. Definitions of "Political Party" and "Party Systems" |
13 |
|
IV. Politicians View the Party System |
22 |
|
Websites |
27 |
|
Key Concepts |
27 |
|
Discussion Questions |
27 |
|
2. The Development of American Political Parties |
29 |
|
I. From Faction to Party |
31 |
|
II. The First American Parties |
33 |
|
A. Funding and Assumption |
33 |
|
B. Continuing New Divisions |
34 |
|
C. Organizing to Gain Supporters |
35 |
|
D. The Elections of 1796 and 1800 |
36 |
|
E. Contributions of the First Party System |
37 |
|
F. The Collapse of the First Party System |
38 |
|
III. The Second Party System |
39 |
|
A. The Election of 1824 and Its Aftermath |
39 |
|
B. Electoral Phases in the Second Party Period |
40 |
|
C. Innovations of the Second Party Period |
41 |
|
IV. The Collapse of the Second Party System |
42 |
|
V. Third Party System: Industrialization over Politics |
46 |
|
VI. The Critical Election of 1896 and Republican Domination |
48 |
|
A. The Critical Election of 1896 |
48 |
|
B. The Classification of Presidential Elections |
49 |
|
C. The Progressive Era: A Systemic Change |
51 |
|
VII. The New Deal Coalition |
52 |
|
A. Defining the New Deal Coalition |
53 |
|
B. Changing Campaign Technology |
54 |
|
C. The Shape of the Party System at the Century's End |
56 |
|
VIII. Politicians View Political History |
60 |
|
Websites |
62 |
|
Key Concepts |
63 |
|
Discussion Questions |
63 |
|
3. Party Organization |
65 |
|
I. The Organizational Framework |
66 |
|
II. Local and County Organizations |
68 |
|
III. State Party Organizations |
72 |
|
A. The Age of Strong State Party Organizations |
72 |
|
B. The Structure of State Committees |
74 |
|
C. The Role of the State Party Chair |
75 |
|
D. The Ascendancy of the State Party Headquarters |
77 |
|
IV. Party Organization at the National Level |
80 |
|
A. The Structure of National Party Organizations |
80 |
|
1. The National Committees |
80 |
|
2. The "Hill Committees" |
83 |
|
B. The Enhanced Role of the National Party Organizations |
83 |
|
V. Politicians View Party Organization |
87 |
|
Websites |
89 |
|
Key Concepts |
89 |
|
Discussion Questions |
89 |
|
4. Political Participation |
91 |
|
I. Who Votes; Who Doesn't |
93 |
|
A. Expansion of the Franchise |
93 |
|
1. Property Requirements |
94 |
|
2. Black Suffrage |
94 |
|
3. Women's Suffrage |
96 |
|
4. Lowering the Voting Age |
99 |
|
5. Additional Regulations: Residency and Registration |
100 |
|
B. Decline in Voter Participation |
102 |
|
1. Voting by Blacks |
105 |
|
2. Voting by Young Voters |
106 |
|
3. Voting by Women |
107 |
|
4. What Distinguishes Voters from Nonvoters? |
108 |
|
C. Voters and Nonvoters Revisited |
113 |
|
II. Participation in Politics in America |
115 |
|
III. Politicians View Political Participants |
119 |
|
Websites |
122 |
|
Key Concepts |
122 |
|
Discussion Questions |
122 |
|
5. Theories of Voting Behavior |
125 |
|
I. Voters in Presidential Elections |
126 |
|
A. Models of Voting Behavior: The American Voter |
126 |
|
B. Critics of The American Voter Model |
129 |
|
1. Criticism by V. O. Key Jr. and His Followers |
130 |
|
2. Criticism from Successors in the Michigan School |
134 |
|
C. Presidential Voting Reviewed |
139 |
|
II. Voters in Congressional and Senatorial Elections |
140 |
|
III. Voting Behavior Theory Revisited |
146 |
|
IV. Politicians View Political Behavior Theory |
150 |
|
Websites |
153 |
|
Key Concepts |
154 |
|
Discussion Questions |
154 |
|
6. Organized Groups in the Political Process |
157 |
|
I. Organized Groups in American Politics |
160 |
|
A. Political and Nonpolitical Associations |
160 |
|
B. Politically Active Groups |
162 |
|
1. Economic or Noneconomic Interests |
162 |
|
2. Multipurpose or Single-Purpose Groups |
164 |
|
3. Federal or National Groups |
165 |
|
II. Electoral Activities of Organized Groups |
166 |
|
A. Working within the Party |
167 |
|
B. Group Ratings |
169 |
|
C. Political Action Committees |
172 |
|
III. Interest Groups' Influence on Their Members |
178 |
|
IV. Politicians View Interest Groups |
181 |
|
Websites |
184 |
|
Key Concepts |
184 |
|
Discussion Questions |
184 |
|
7. State and Local Nominations |
187 |
|
I. Political Context and Politicians' Decisions to Run |
189 |
|
II. Common Views of the Nominating Process |
191 |
|
III. Development of the Direct Primary System |
192 |
|
A. Primaries as a Response to One-Party Domination |
193 |
|
B. Primaries as an Item on the Progressive Agenda |
193 |
|
IV. Varieties of Primaries |
194 |
|
A. Who May Run |
195 |
|
1. Party Membership and Petition Requirements |
195 |
|
2. The Role of Parties |
196 |
|
3. Louisiana: An Exception |
198 |
|
4. Cross-Filing: Another Exception to Party Allegiance |
198 |
|
B. Who May Vote |
199 |
|
1. Closed, Open, and Blanket Primaries |
199 |
|
2. Theoretical Arguments Regarding Primary Voter Eligibility |
201 |
|
3. Pragmatic Considerations Regarding Primary Voter Eligibility |
202 |
|
4. Strategic Consequences of Different Primary Rules |
202 |
|
5. Crossover Voting |
203 |
|
C. Who Wins |
204 |
|
1. Plurality Rule |
204 |
|
2. Variations from Plurality Rule: Runoff Primaries |
205 |
|
V. The Politics of Nominations |
210 |
|
A. Uncontested Nominations |
210 |
|
B. Contested Nominations |
211 |
|
1. Incumbent Advantage |
211 |
|
2. Contests without Incumbents |
212 |
|
VI. Politicians View the Nominating Process |
214 |
|
Websites |
216 |
|
Key Concepts |
216 |
|
Discussion Questions |
217 |
|
8. State and Local Elections |
219 |
|
I. The Conventional Wisdom: Old versus New Politics |
221 |
|
II. The New Politics: Campaigning in a Media Age |
222 |
|
A. The Role of Political Parties |
224 |
|
B. The Role of Organized Groups |
227 |
|
C. Media Politics |
228 |
|
D. The Candidate's Organization |
231 |
|
E. The Structure of a Modern Campaign |
233 |
|
1. Public Opinion Polling |
234 |
|
2. Media Consultants |
235 |
|
3. Fund-Raisers |
236 |
|
4. Scheduling and Advance Work |
237 |
|
5. Press Relations |
238 |
|
6. Liaison to Party Organization and Organized Groups |
239 |
|
7. Field Organizations |
240 |
|
III. Old-Style Politics: A More Prominent Role for Parties |
241 |
|
A. Reexamination of the Role of Political Parties |
243 |
|
B. Local Campaigns in the Absence of Party |
244 |
|
IV. Do Campaigns Determine Who Win Elections? |
244 |
|
A. Lack of Competition in American Elections |
245 |
|
B. Incumbent Advantage in U.S. House and State Legislative Races |
245 |
|
C. Competition in U.S. Senate and Gubernatorial Races |
247 |
|
D. Credible Competition in American Elections |
248 |
|
V. Third Parties in State and Local Elections |
252 |
|
VI. Politicians View the General Election |
256 |
|
Websites |
262 |
|
Key Concepts |
262 |
|
Discussion Questions |
262 |
|
9. Presidential Nominations |
265 |
|
I. The Post-1968 Reforms |
266 |
|
A. The McGovern-Fraser Commission |
267 |
|
B. The 1972 Nomination |
269 |
|
C. Continuing Reform of the Process |
271 |
|
1. The Mikulski Commission |
271 |
|
2. The 1976 Nomination: Strategies under the New Rules |
271 |
|
3. The Winograd Commission |
272 |
|
4. The 1980 Nomination and the Hunt Commission |
274 |
|
5. The Fairness Commission and the 1988 Nominating Process |
276 |
|
D. The Reform Movement: An Assessment |
278 |
|
II. Nominations under the Current System: 1992 and 1996 |
280 |
|
A. The 1992 Nominations |
280 |
|
B. The 1996 Nominations |
282 |
|
C. The 2000 Nominations |
284 |
|
III. Strategic Considerations in the Contests for Nominations |
287 |
|
A. The Political Calendar |
287 |
|
1. Front-loading the System |
288 |
|
2. Super Tuesday |
289 |
|
3. Filing Deadlines |
289 |
|
4. Strategic Implications of the Political Calendar |
290 |
|
B. The Rules of the Game |
290 |
|
1. Proportional Representation versus Winner-Take-All Systems |
291 |
|
2. Superdelegates versus Influential Party Leaders |
292 |
|
C. Strategic Use of Campaign Resources |
293 |
|
1. Office |
294 |
|
2. Money |
298 |
|
3. The Media |
301 |
|
D. Evaluating Nominating Campaigns |
307 |
|
IV. The Conventions |
308 |
|
A. Credentials Challenges |
309 |
|
B. Rules Disputes |
310 |
|
C. Party Platforms |
312 |
|
D. Vice Presidential Nominations |
314 |
|
E. An Evaluation of the Conventions |
317 |
|
V. Politicians View the Nominating Process |
318 |
|
Websites |
319 |
|
Key Concepts |
320 |
|
Discussion Questions |
320 |
|
10. Presidential Elections |
323 |
|
I. From the Convention to the General Election |
324 |
|
II. Organizing for the General Election |
326 |
|
A. Structuring the Campaign Organization |
326 |
|
1. The Campaign Headquarters |
326 |
|
2. The National Committee |
327 |
|
3. The Mobile Headquarters |
330 |
|
4. Division and Integration of Authority and Responsibility |
330 |
|
B. Functions of a Presidential Campaign Organization |
332 |
|
1. Grassroots Politics |
332 |
|
2. Staffing the Candidate's Plane |
334 |
|
3. Staffing the Campaign Headquarters |
335 |
|
C. Directing the Campaign Organization |
340 |
|
1. The Inner Core |
340 |
|
2. Expanding the Core |
343 |
|
3. Co-opting the Losers |
344 |
|
D. Setting a Campaign Strategy |
346 |
|
III. Strategies for the General Election |
346 |
|
A. Geographic Determinations |
347 |
|
B. Coalition Strategies |
351 |
|
C. Issue Strategies |
353 |
|
1. Campaign Themes |
353 |
|
2. Character as a Campaign Issue |
355 |
|
3. The Issues Raised during a Campaign |
357 |
|
D. The Strategic Use of Incumbency |
358 |
|
IV. Tactics for the General Election |
361 |
|
A. Tactical Considerations of Where to Go |
361 |
|
B. Tactical Considerations of Media Use |
362 |
|
C. Tactical Considerations of Which Issues to Discuss |
363 |
|
D. The Tactics of Presidential Debates |
364 |
|
V. Third-Party Candidates in Presidential Elections |
367 |
|
VI. Politicians View the Campaigns |
373 |
|
Websites |
376 |
|
Key Concepts |
376 |
|
Discussion Questions |
377 |
|
11. Campaign Finance |
379 |
|
I. The Climate for Reform |
383 |
|
II. Campaign Finance Reforms of the 1970s |
384 |
|
A. Historical Background |
384 |
|
B. Federal Election Campaign Act of 1971 |
385 |
|
C. The 1974 Amendments to the FECA |
386 |
|
D. Buckley v. Valeo, 424 U.S. 1 (1976) |
386 |
|
E. The 1976 FECA Amendments |
387 |
|
F. Current Status of Key Issues |
388 |
|
III. The Costs of Democracy |
389 |
|
A. Federal Elections |
389 |
|
B. State and Local Elections |
393 |
|
IV. Sources of Campaign Funds |
394 |
|
A. Sources of Campaign Contributions |
394 |
|
B. Individual Contributions |
400 |
|
C. Political Action Committees |
404 |
|
1. The Influence of PACs on Electoral Outcomes |
406 |
|
2. The Influence of PACs on Legislative Outcomes |
408 |
|
3. The Ideological Imbalance of Present and Future PACs |
409 |
|
4. The Lack of Accountability for PAC Decision Making |
410 |
|
5. PAC Influence: A Summary |
412 |
|
D. Political Parties |
413 |
|
E. Soft Money: The Newest Loophole to Be Closed |
414 |
|
F. The Debate over Public Financing |
415 |
|
V. Politicians View Campaign Financing |
418 |
|
Websites |
421 |
|
Key Concepts |
421 |
|
Discussion Questions |
422 |
|
12. The Media and the Electoral Process |
423 |
|
I. The Media in the Contemporary Context |
424 |
|
II. Free Media: Journalists' Presentations of Candidates and Campaigns |
426 |
|
A. The Varieties of Free Media |
426 |
|
B. The Role of the Free Media |
429 |
|
1. Informed Consent of the Governed |
429 |
|
2. Window on the Candidates |
430 |
|
3. Referee between Candidates |
431 |
|
C. The Actual Role That the Media Play |
431 |
|
1. The Great Mentioner |
432 |
|
2. Image Creator |
432 |
|
3. Expectation Setter |
433 |
|
4. Issue Identifier |
434 |
|
5. Field Narrower |
434 |
|
6. Campaign Critic |
435 |
|
7. Documentor of Elections |
435 |
|
8. Purveyor of Results |
437 |
|
D. An Assessment of the Role of Free Media |
438 |
|
1. Why Do the Media Play the Roles They Do? |
438 |
|
2. How Should We Evaluate That Role? |
439 |
|
III. Paid Media: The Candidate Provides the Message |
440 |
|
A. Types of Paid Media |
440 |
|
B. Controversies Caused by the Use of Paid Media |
442 |
|
1. Negative Advertising |
443 |
|
2. Issue Advocacy Advertisements |
445 |
|
C. Impact of Paid Media on Election Campaigns |
446 |
|
1. Intended Consequences of Paid Media Campaigns |
446 |
|
2. Unintended Consequences of Paid Media Campaigns |
447 |
|
IV. Politicians View the Media |
448 |
|
Websites |
449 |
|
Key Concepts |
449 |
|
Discussion Questions |
450 |
|
13. The Party in Government |
451 |
|
I. The Concept of Party in Government |
453 |
|
II. Party as the Organizing Element of the U.S. Congress |
456 |
|
A. Organization of the House of Representatives |
457 |
|
1. Republican Organization under Gingrich |
457 |
|
2. The Democrats in the Minority |
465 |
|
B. Party Leadership in the Senate |
470 |
|
1. The Senate Republicans |
471 |
|
2. The Senate Democrats |
472 |
|
3. The Muted Role of Party Leaders |
475 |
|
III. The Impact of Party on Congressional Behavior |
476 |
|
IV. The President as a Leader of Party in Government |
480 |
|
A. The President as Leader of His Party in Congress |
480 |
|
1. The Presidential Role in Setting the Parties' Agendas |
480 |
|
2. Presidential Means of Working with Congress |
482 |
|
3. The President as Party Leader in Congress: A Summary |
483 |
|
B. The Role of Party in the President's Administration |
484 |
|
V. Politicians View the Party in Government |
485 |
|
Websites |
486 |
|
Key Concepts |
487 |
|
Discussion Questions |
487 |
|
14. Conclusions: The Role of Political Parties at the Dawn of the Twenty-First Century |
489 |
|
I. The Role of Elections |
490 |
|
A. The Context of Federalism |
490 |
|
1. Presidential Elections |
491 |
|
2. Congressional Elections |
492 |
|
3. State and Local Elections |
494 |
|
4. Nonpartisan Politics |
494 |
|
B. Voters and Elections |
495 |
|
1. Television as a Source of Political Information |
496 |
|
2. Television as a Source for Information about State and Local Issues |
497 |
|
C. An Evaluation of the Electoral Process as a Means of Choosing Those Who Govern |
498 |
|
II. The Role of Political Parties |
499 |
|
A. The Parties in the Modern Election |
499 |
|
B. Parties' Appeal to the Electorate |
501 |
|
C. The Tone of Twenty-First-Century Politics |
504 |
|
III. Concluding Remarks |
505 |
|
Notes |
507 |
|
References |
527 |
|
Index |
571 |
|
About the Author |
591 |